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The prognostic value of the neutrophil-to-lymphocyte ratio (NLR) and platelet-to-lymphocyte ratio (PLR) in colorectal cancer and colorectal anastomotic leakage patients: a retrospective study
BMC Surgery volume 25, Article number: 57 (2025)
Abstract
Objective
The purpose of this study was to investigate the influence and predictive value of preoperative peripheral blood neutrophil-to-lymphocyte ratio (NLR) and platelet-to-lymphocyte ratio (PLR) index on the prognosis of colorectal anastomotic leakage (CAL) patients.
Methods
This study retrospectively analyzed the clinical data of 1016 patients who underwent radical resection for colorectal cancer at a single center between January 1, 2007 and December 31, 2023. In this study, NLR and PLR were analyzed before surgery. Kaplan–Meier survival analysis was performed according to the postoperative survival status of the patients. Nomogram and calibration curve were established by proportional hazards model (COX) to verify its predictive value.
Results
A total of 890 patients with colorectal cancer, 102 patients with CAL, and 788 patients with non- anastomotic leakage (AL) colorectal cancer were enrolled for a median follow-up of 96 months (quartile range 33–133). In this study, COX regression analysis showed that preoperative NLR and PLR could predict the prognosis of CAL patients, and the optimal cut-off points of NLR and PLR were 2.89 and 157.62, respectively. Kaplan–Meier survival curve results showed that 5-year overall survival (OS) and disease-free survival (DFS) in the low NLR and PLR group were significantly higher than those in the high NLR and PLR group. OS and DFS were divided into high, low NLR and PLR groups. Finally, based on COX model, a nomogram analysis was conducted to analyze the risk factors affecting OS and DFS, and the accuracy and practicality of the model were verified by calibration curve and decision curve.
Conclusion
Preoperative NLR and PLR can predict the long-term prognosis of colorectal cancer (CRC) and CAL patients, and patients with NLR ≥ 2.89 and PLR ≥ 157.62 have poor survival prognosis. Nomogram and calibration curve analysis will further improve the accuracy of OS and DFS prediction.
Introduction
Colorectal cancer (CRC) is a prevalent malignant tumor of the digestive system, posing a significant threat to public health and imposing a considerable social burden. In the past few years, CRC incidence and mortality rates have been increasing, ranking it as the third most common malignant tumor [1].Currently, CRC diagnosis primarily relies on colonoscopy and pathological biopsy. However, due to the lack of early-stage clinical symptoms, it is often easily overlooked by patients. Treatment mainly includes surgery, endoscopic therapy, chemotherapy, radiotherapy, and immunotherapy [2,3,4].
The systemic inflammatory response significantly contributes to tumor development and is essential in the formation and dissemination of various malignancies [5]. As research advances, increasing evidence suggests that markers of the systemic inflammatory response hold prognostic significance for multiple types of cancer [6]. Numerous studies have proposed using inflammatory biomarkers to predict anti-tumor immune response, cancer progression, and patient survival [7,8,9,10,11,12]. The inflammatory response is generally indicated by preoperative expression of inflammatory factors, with leukocytes, neutrophils, lymphocytes, and monocytes becoming the most commonly used inflammation indicators [13,14,15]. Among various inflammation markers, many studies have shown that elevated neutrophil-to-albumin ratio (NAR), neutrophil-to-lymphocyte ratio (NLR), and platelet-to-lymphocyte ratio (PLR) are important prognostic factors for cancer [16, 17]. An increased systemic immune-inflammation index, frequently attributed to elevated levels of neutrophils and platelets alongside reduced lymphocyte counts, reflects a heightened inflammatory response and a compromised immune response. This condition suggests an elevated risk of tumor recurrence and a worse prognosis [18]. Additionally, the presence of tumor cells affects platelets, leading to cancer-associated thrombosis. Due to this stimulation, platelets release numerous growth regulators that promote tumor development, angiogenesis, and metastasis [19]. Yang et al. [20]. Research has shown that high serum neutrophil counts correlate with overall survival(OS) and disease-free survival(DFS) in metastatic CRC patients with Ras wild-type. Increasing experimental and clinical evidence suggests that platelet activation acts as a chemotactic factor for cancer cells, creating favorable conditions for metastasis development. Moreover, platelets enhance the survival of cells with significant metastatic potential while they are transported through the bloodstream [21]. A reduction in lymphocyte levels is often linked to leukocytosis and thrombocytosis, which may allow tumor cells to escape immune surveillance and protect themselves from cytotoxic T cell responses [22].
Colorectal anastomotic leakage (CAL) is the most severe complication after CRC surgery, with documented prevalence rates between 7 and 15%. The occurrence of anastomotic leakage (AL) affects postoperative functional recovery, local recurrence, and long-term survival rates [23]. In recent years, several studies have proposed predictive models and risk scores for rectal cancer [24]. Preoperative predictive models of inflammation indicators, such as C-reactive protein and procalcitonin, have been proven to be risk factors for postoperative AL [25]. Most predictive models currently rely on individual inflammation indicators.However, combining multiple inflammation indicators may provide a more accurate prediction of AL incidence.NLR has been researched as a predictive marker for CAL [26]. Presently, the predictive value of preoperative NLR and PLR for postoperative colorectal cancer has been confirmed [27, 28].A previous high-quality meta-analysis reported that increased NLR is associated with poorer overall survival and recurrence-free survival in CRC patients [29]. Liu et al. reported that CRC patients with a change from low pre-treatment NLR levels to high post-treatment NLR levels had worse OS and progression-free survival compared to those with a change from high to low NLR levels [30]. Furthermore, previous studies have reported that increased preoperative NLR is associated with increased perioperative complications in colorectal surgery and has a trend towards AL occurrence [31]. Currently, there is limited research on preoperative predictive factors for CAL prognosis, and studies on preoperative NLR and PLR predicting CAL prognosis are also lacking. Additionally, In this study, the prediction model of OS and DFS of CAL patients at 1, 3 and 5 years and calibration curve were constructed to provide theoretical basis for improving perioperative treatment and reducing the risk of complications.
Materials and methods
Study population
This study adheres to the STROBE guidelines [32]. This study was a retrospective analysis of clinical data from 1,016 patients who underwent radical surgery for colorectal cancer at the Central Theatre General Hospital of the Chinese People's Liberation Army between January 1, 2007, and December 31, 2023.
Inclusion and exclusion criteria
The inclusion criteria: preoperative pathological confirmation of colorectal cancer; radical colorectal cancer surgery; and complete clinical data. The exclusion criteri: patients with grade A anastomotic leakage without special clinical management; patients with hematological diseases; patients with primary tumors in other parts of the body; preoperative neoadjuvant radiotherapy; clinically diagnosed infectious diseases or other conditions causing systemic inflammation prior to surgery; and patients who could not be followed up or had missing data. Ultimately, 890 colorectal cancer patients and 102 patients with colorectal anastomotic leakage were included after applying the inclusion and exclusion criteria.
Study methods
Data source
Baseline patient information was obtained from the medical record system. We collected data on patients' age, gender, body mass index (BMI), length of hospital stay, follow-up duration, history of smoking and alcohol consumption, diabetes mellitus, hypertension, coronary artery disease, history of abdominal surgery, history of intestinal lesions, surgical procedure, intraoperative placement of drains, postoperative adjuvant therapy, tumor site, tumor size, degree of tumor differentiation, AJCC 9th edition TNM staging [33], presence or absence of anastomotic leakage, leukocyte count, neutrophil count, platelet count, lymphocyte count, hemoglobin, albumin, carcinoembryonic antigen levels, and the calculation of NLR and PLR ratios. This retrospective study complied with the requirements of the ethics committee, and informed consent was obtained from the patients. The study was approved by the Ethics Committee of the General Hospital of the Central Theater Command of the Chinese People's Liberation Army [(2023) Lun Audit Zi (092–01) No.].
Sample source
Fasting blood samples were collected from the elbow vein early in the morning on the second day after patient admission. These samples were sent for testing to the Laboratory Department of the General Hospital of the Central Theatre of Operations. The setup, layout, equipment, and facilities of the clinical laboratory department complied with the Measures for the Administration of Clinical Laboratories in Healthcare Institutions. The neutrophil, platelet, and lymphocyte counts obtained from these blood samples were utilized to compute the NLR and PLR. Specifically, NLR was determined by dividing the absolute neutrophil count by the absolute lymphocyte count, while PLR was calculated by dividing the absolute platelet count by the absolute lymphocyte count.
Grouping method
Patients were categorized according to the calculated cut-off points for NLR and PLR, and their clinical characteristics were analyzed to assess statistical significance.
Surgery
Surgical options were determined based on the tumor's location, including: 1. radical transverse colon resection with colonic end-to-end anastomosis;2. radical (extended) left hemicolectomy with colon-colonic end-to-end anastomosis;3.radical(extended) right hemicolectomy with colon-colonic end-to-end anastomosis;4. radical sigmoid resection with colorectal end-to-end anastomosis;5. anterior proctocolectomy with either colorectal end-to-end anastomosis or colon-anal canal end-to-end anastomosis.All surgical patients received postoperative abdominal (pelvic) drainage. The surgeries were conducted by experienced general surgeons, each with over five years of expertise in colorectal tumor surgery, to ensure adherence to standard surgical practices.
Definition of AL and diagnostic criteria
Patients follow-up
A total of 1,016 eligible patients from the Central Theatre General Hospital were included in this study. One hundred patients were lost to follow-up (9.84% loss rate), 36 patients had missing data, and 890 patients had complete data collection. Postoperative follow-up was conducted regularly over a 5-year period, with visits at 3-month intervals during the first 2 years, 6-month intervals in the third year, and annual intervals thereafter. The follow-up included systematic physical examinations, blood tests (routine and biochemical), tumor markers, chest CT, abdominal and pelvic enhanced CT, and annual colonoscopy for 5 consecutive years. Patients were followed up for 4 to 203 months (mean: 89 months, median: 96 months, quartiles: 33–133). Recurrence was determined based on imaging and CEA indicators, confirmed by pathology.OS was calculated from the date of colorectal cancer diagnosis to death or the last follow-up (April 1, 2024). DFS was calculated from the date of colorectal cancer diagnosis to recurrence or the last follow-up (April 1, 2024). Recurrence diagnosis was based on imaging and endoscopic histopathological data.
Statistical analysis
Statistical analysis was conducted using SPSS (version 27.0) and R software (version 4.2.2.), and forest plots were created using GraphPad Prism (version 10). Measurement data were described as mean ± standard deviation (x̅ ± s) and analyzed using the Student's t-test.Categorical data were described using frequencies (n) and percentages (%), and analyzed using the χ2 test. ROC curve analysis was used to analyze the area under the curve (AUC), sensitivity, and specificity values for variables with significant differences. Based on the Youden index, cutoff values for NLR and PLR were obtained to evaluate their prognostic value for CRC and CAL. Logistic regression was used for univariate and multivariate analysis of risk factors affecting CAL, and forest plots were created. Kaplan–Meier curves were used to construct survival curves, and the log-rank test was used for comparison. Cox regression was performed for univariate and multivariate analysis to evaluate factors affecting OS and DFS, and forest plots were created. A nomogram was constructed using the Cox model in R, with calibration curves used to assess model accuracy, and decision curves and clinical impact curves used to evaluate the clinical value. A P values < 0.05 was considered statistically significant.
Results
General patient characteristics
Flow Fig. 1. shows the enrollment process of 1016 patients from January 2007 to December 2023. A total of 890 patients were enrolled in this study, including 102 (11.5%) and 788 (88.5%) patients with AL and NAL. The median follow-up was 96 months (interquartile range 33–133). There were 267 (30%) deaths and 178 (20%) confirmed recurrences or metastases during follow-up. The study included 532 (59.8%) males and 358 (40.2%) females, with a mean age of 68.66 ± 12.66 years and a BMI of 23.05 ± 3.18 kg/m2. The average length of hospital stay was 22.51 ± 11.71 days. A history of smoking was noted in 125 cases (14%) and alcohol consumption in 84 cases (9.4%). Preoperative comorbidities included diabetes mellitus in 70 cases (7.9%), hypertension in 202 cases (22.7%), and coronary heart disease in 62 cases (7.0%). There were 171 cases (19.2%) with a history of abdominal surgery and 151 cases (17.0%) with a history of intestinal polyps. Postoperative adjuvant therapy was administered to 480 patients (53.9%), and 667 patients (74.9%) underwent laparoscopic surgery while 223 (25.1%) had open surgery. Intraoperative placement of drainage tubes occurred in 636 cases (71.5%). Tumors were located in the descending colon in 124 cases (13.9%), sigmoid colon in 274 cases (30.8%), and rectum in 492 cases (55.3%). Tumor diameter was less than 5 cm in 503 cases (56.5%) and 5 cm or greater in 387 cases (43.5%). Pathological examination revealed poorly differentiated tumors in 6 cases (0.7%), moderately differentiated tumors in 849 cases (95.5%), and highly differentiated tumors in 35 cases (3.9%). Tumor staging indicated 241 cases (27.1%) of Stage I, 340 cases (38.2%) of Stage II, 217 cases (24.4%) of Stage III, and 83 cases (9.3%) of Stage IV. Carcinoembryonic antigen levels were ≥ 5 ng/mL in 402 cases (45.2%) and < 5 ng/mL in 488 cases (54.8%). Preoperative leukocyte count was 6.25 ± 2.68 × 10⁹/L, neutrophil count was 4.10 ± 3.11 × 10⁹/L, platelet count was 221.98 ± 83.31 × 10⁹/L, lymphocyte count was 1.62 ± 0.67 × 10⁹/L, hemoglobin was 117.44 ± 21.91 g/L, and albumin was 38.61 ± 4.95 g/L. Preoperative NLR was 3.05 ± 2.88, and preoperative PLR was 0.11 ± 0.06 (Table 1).
Factors affecting postoperative complications of CRC
As shown in Table 1, among the 890 patients who underwent surgery for CRC cancer, 102 developed AL postoperatively, while 788 did not. The study included an analysis of relevant influencing factors, and a forest plot was created using GraphPad Prism. It was found that gender, history of smoking, history of diabetes mellitus, history of hypertension, history of abdominal surgery, history of intestinal polyps, mode of surgery, intraoperative placement of drains, TNM stage, preoperative NLR, preoperative PLR, BMI, and length of stay were all statistically significant (P < 0.05) (Table 1 and Fig. 2).
Analysis of risk factors and preoperative predictors of AL in CRC patients and determination of preoperative NLR, PLR predictors and cutoff values for CRC patient survival prognosis
Evaluation of risk factors for postoperative AL in patients with CRC
In this study, 890 patients who underwent surgery for colorectal cancer were divided into two groups based on the occurrence of A postoperatively: the AL group and the NAL group. Logistic regression analyses were performed to compare variables associated with AL, and forest plots were created using GraphPad Prism. Univariate analysis revealed that gender, smoking history, diabetes mellitus, hypertension, history of abdominal surgery, history of intestinal polyps, mode of surgery, intraoperative placement of drains, preoperative neutrophils, preoperative lymphocytes, preoperative hemoglobin, preoperative NLR, and preoperative PLR were all statistically significant (P < 0.005). The multifactorial analysis indicated that a history of abdominal surgery, a history of intestinal polyps, an open surgical approach, absence of intraoperative drains, preoperative NLR ≥ 2.29, preoperative PLR ≥ 133.24, and a length of hospital stay ≥ 25.5 days were independent risk factors for the occurrence of AL in postoperative colorectal cancer patients (P < 0.05 for all) (Table 2 and Fig. 3).
Prediction of AL in CRC patients and determination of cut-off values
In this study, preoperative NLR, PLR, hospital stay, preoperative neutrophils, preoperative platelets, preoperative lymphocytes, and preoperative hemoglobin were calculated in 890 patients with CRC. ROC curves were constructed to evaluate the predictability of these variables. The results showed that NLR (AUC = 0.581, 95% CI: 0.521–0.641, P = 0.008), PLR (AUC = 0.598, 95% CI: 0.540–0.657, P = 0.001), length of hospital stay (AUC = 0.842, 95% CI: 0.798–0.886, P = 0.000), preoperative neutrophils (AUC = 0.539, 95% CI: 0.480–0.599, P = 0.195), preoperative platelets (AUC = 0.549, 95% CI: 0.490–0.608, P = 0.106), preoperative lymphocytes (AUC = 0.426, 95% CI: 0.369–0.483, P = 0.015), and preoperative hemoglobin (AUC = 0.515, 95% CI: 0.453–0.577, P = 0.621) had varying degrees of predictive value. The optimal NLR cut-off point for predicting AL was 2.29 (sensitivity 63%, specificity 55%), and the optimal PLR cut-off point was 133.24 (sensitivity 67%, specificity 51%). The best critical value for hospital stay was 25 days (sensitivity 73%, specificity 83%), for neutrophils was 3.81 (sensitivity 53%, specificity 60%), for platelets was 206.50 (sensitivity 61%, specificity 49%), and for lymphocytes was 3.02 (sensitivity 4.9%, specificity 97%). These results indicate that NLR, PLR, hospital stay, preoperative neutrophils, preoperative platelets, and preoperative hemoglobin can all predict the probability of postoperative AL in patients with CRC. However, the AUCs for hospital stay, PLR, and NLR were higher, indicating greater predictive accuracy (Fig. 4).
Prediction of AL in CRC patients by preoperative NLR and PLR and determination of cutoff value
Among 890 CRC patients, 267 (30%) had OS and 178 (20%) had DFS based on postoperative follow-up. The survival status at postoperative follow-up was utilized as a variable to evaluate the prognostic value of NLR and PLR in predicting the postoperative outcomes of CRC patients. ROC curves were constructed to assess the predictability of NLR and PLR. The results revealed that NLR (AUC = 0.582, 95% CI: 0.541–0.623, P = 0.000) and PLR (AUC = 0.553, 95% CI: 0.511–0.594, P = 0.012) had significant predictive value. The optimal NLR critical value was 2.61 (sensitivity 50%, specificity 66%), and the best PLR critical value was 204.04 (sensitivity 28%, specificity 83%), both of which were indicative of the survival prognosis of CRC patients after surgery (Fig. 5).
Univariate and multivariate COX regression analysis of survival outcomes in CRC patients
Univariate and multivariate Cox regression analyses of OS in CRC patients
Using R software and Graph Prism 9, Cox regression analysis and a forest plot were utilized to identify factors influencing OS in patients with CRC. Univariate analysis indicated that age, history of diabetes, hypertension, coronary heart disease, intestinal polyps, surgical approach, intraoperative drainage, tumor location, TNM stage, preoperative neutrophil count, preoperative hemoglobin, preoperative albumin, preoperative carcinoembryonic antigen, NLR, and PLR were all significantly associated with OS (P < 0.05). Factors showing significance (P < 0.05) in the univariate analysis were included in the multivariate assessment. The multivariate analysis revealed that age, history of diabetes, history of intestinal polyps, open surgical procedure, intraoperative drainage, TNM stage, preoperative NLR, and preoperative PLR were independent risk factors influencing OS in CRC patients (all P < 0.05) (Table 3 and Fig. 6).
Univariate and multivariate Cox regression analysis of DFS in CRC patients
Using R software and Graph Prism 9, Cox regression analysis and a forest plot were employed to determine the factors influencing DFS in patients with CRC. Univariate analysis indicated a close relationship between DFS and age, BMI, length of hospital stay, history of intestinal polyps, surgical approach, intraoperative drainage, tumor location, tumor diameter, tumor differentiation, TNM stage、preoperative hemoglobin、NLR and PLR (all P < 0.05). Factors showing significance (P < 0.05) in the univariate analysis were incorporated into the multivariate analysis. The multivariate analysis demonstrated that age, BMI, length of hospital stay, history of intestinal polyps, open surgical procedure, intraoperative drainage, tumor location, tumor differentiation, preoperative NLR, and preoperative PLR were independent risk factors influencing DFS in CRC patients (all P < 0.05) (Table 4 and Fig. 7).
Construction and validation of nomograms for Overall Survival (OS) and Disease-Free Survival (DFS) in CRC patients
In the analysis of OS, we employed R software along with a Cox proportional hazards model to forecast the 1-year, 3-year, and 5-year survival rates after CAL surgery. A nomogram was devised using prognostic factors for predicting 1-year, 3-year, and 5-year OS for patients with CRC. This nomogram encompassed eight indicators: age, history of diabetes, history of intestinal polyps, open surgical approach, intraoperative drainage, TNM stage, preoperative NLR, and PLR. The outcomes revealed that age ≥ 60, history of diabetes, history of intestinal polyps, open surgical approach, intraoperative drainage, low/moderate tumor differentiation, stage III/IV, NLR ≥ 2.61, and PLR ≥ 204.04 increased the risk of poor prognosis. The C-index for OS was 0.871 (95% CI: 0.853–0.888). The calibration curves for 5-year OS and DFS demonstrated a high level of consistency between predicted and observed survival rates. Furthermore, the decision curve analysis (DCA) and clinical impact curve for the 5-year OS nomogram provided additional confirmation of its clinical applicability. These results suggest that the nomogram is highly accurate in foreseeing the prognosis after CAL surgery.For the assessment of DF, R software and a Cox model were used to forecast the 1-year, 3-year, and 5-year survival rates following CAL surgery. A nomogram was developed to forecast the 1-year, 3-year, and 5-year DFS for CRC patients, including nine indicators: age, length of hospital stay, history of intestinal polyps, open surgical approach, intraoperative drainage, tumor location, tumor differentiation, preoperative NLR, and preoperative PLR. The findings indicated that age ≥ 60, hospital stay ≥ 25 days, history of intestinal polyps, open surgical approach, intraoperative drainage, low/moderate tumor differentiation, stage III/IV, NLR ≥ 2.61, and PLR ≥ 204.04 were associated with an increased risk of poor prognosis. The C-index for DFS was 0.671 (95% CI: 0.608–0.722). Similar to the results for OS, the calibration curves for 5-year OS and DFS exhibited a high level of conformity between predicted and observed survival rates. Moreover, clinical impact curve for the 5-year DFS nomogram further endorsed its clinical relevance. These results indicate that the nomogram is highly precise in predicting the prognosis after CAL surgery (Fig. 8).
Nomogram to predict the probability of OS (A) and DFS (B) after radical resection of colorectal cancer. This nomogram model was used to predict the calibration curves of OS (C) and DFS (D) at 5 years after radical resection of colorectal cancer. nomogram model for prediction of OS (E) and DFS (F) decision curves 5 years after radical resection of colorectal cancer
Determination of survival prediction and cut-off values of preoperative NLR and PLR in patients with CAL and subgroup studies of NLR and PLR
Preoperative NLR, PLR for survival prediction and determination of cut-off values in CAL patients
To evaluate the prognostic significance of preoperative NLR and PLR in patients with CAL, we conducted an analysis of the NLR and PLR indices of 102 CAL patients and generated ROC curves. These curves indicated that the optimal NLR (AUC = 0.924, 95% CI: 0.870–0.978, P = 0.000) and PLR (AUC = 0.875, 95% CI: 0.803–0.947, P = 0.000) values were achieved. The best NLR cutoff for predicting CAL was 2.89 (sensitivity 83%, specificity 93%), while the best PLR cutoff was 157.62 (sensitivity 87%, specificity 79%). Both NLR and PLR exhibited AUCs exceeding 70%, signifying higher prediction accuracy and effectiveness in forecasting the prognosis of CAL patients (Fig. 9).
Preoperative NLR and PLR cut-off values classify CAL patients into high and low NLR and PLR groups
The NLR and PLR cut-off points of 2.89 and 157.62, respectively, were derived from the results of the ROC curve. Subsequently, the study cohort was classified into high NLR (NLR ≥ 2.89), low NLR (NLR < 2.89), high PLR (PLR ≥ 157.62), and low PLR (PLR < 157.62) groups for clinical characterization. Significant differences between high and low NLR groups were observed in surgical methods, tumor site, preoperative leukocytes, preoperative neutrophils, preoperative platelets, preoperative lymphocytes, and preoperative NAR (P < 0.05). Similarly, the high and low PLR groups exhibited differences in age, surgical method, intraoperative placement of drains, tumor differentiation, preoperative leukocytes, preoperative platelets, preoperative lymphocytes, and preoperative hemoglobin (P < 0.05). Please refer to Table 5 for details.
Clinical characteristics and risk factors affecting OS and DFS in patients with CAL.
Comparative analysis of clinical characteristics of OS and DFS in patients with CAL
Based on the follow-up results, it was determined that out of the 102 (11.46%) patients with CAL, 46 (45.10%) were classified as OS patients, 16 (15.69%) as DFS patients, and 40 (39.22%) as survivors. A comprehensive analysis was conducted to compare the subgroups of variables that could potentially influence the association of OS and DFS. The results of the analysis revealed significant differences (P < 0.05) between OS and DFS in terms of age, history of smoking, history of alcohol consumption, diabetes mellitus, hypertension, history of abdominal surgery, history of intestinal polyps, tumor diameter, TNM stage, preoperative hemoglobin, and hospitalization duration.(Table 6).
Univariate and multivariate Cox regression analyses of OS in patients with CAL
COX regression analysis was conducted to identify factors impacting OS in patients with CAL. The R software was used for analysis, and Graph Prism9 was utilized to generate forest plots. Univariate analysis demonstrated significant associations between OS and age, smoking, alcohol, diabetes, abdominal surgery,intestinal polyps, degree of tumor differentiation, and TNM stage (all P < 0.05).The multifactorial analysis indicated that a history of alcohol consumption, a history of intestinal polyps, degree of tumor differentiation, TNM stage, NLR, and PLR were independent risk factors influencing OS in patients with CRC (all P < 0.05) (Table 7 and Fig. 10).
Univariate and multivariate Cox regression analysis of DFS in CAL patients
COX regression analysis was conducted to study the factors influencing DFS in CAL patients. The R software was used for the analysis, and Graph Prism9 was utilized to create forest plots. The univariate analysis indicated that patients' age, smoking,alcohol,diabetes, abdominal surgery, history of intestinal polyps, degree of tumor differentiation, and TNM stage were significantly associated with DFS (all P < 0.05). The multifactorial analysis revealed that a history of alcohol consumption, a history of intestinal polyps, degree of tumor differentiation, TNM stage, NLR, and PLR were independent risk factors impacting the DFS of CAL patients (all P < 0.05) (Table 8 and Fig. 11).
Relationship between NLR and PLR levels in high and low groups and patients’ OS and DFS
The patients with OS and DFS were stratified into high and low NLR groups and high and low PLR groups based on the optimal cut-off points for NLR and PLR. In the high NLR group, 18 cases (42.86%) had OS, 18 cases (42.86%) had overall survival, and 6 cases (14.29%) had DFS; in the low NLR group, 22 cases (36.67%) had OS, 28 cases (46.67%) had overall survival, and 10 cases (16.67%) had DFS. For the high PLR group, 23 cases (44.23%) had OS, 20 cases (38.46%) had overall survival, and 9 cases (17.31%) had DFS; While in the low PLR group, 17 cases (34.00%) had OS, 26 cases (52.00%) had overall survival, and 7 cases (14.00%) had DFS. The statistical analysis revealed that the Kaplan–Meier curves for OS demonstrated a significantly higher OS in CAL patients in the low NLR group compared with the high NLR group, with a statistically significant difference (χ2 = 16.397, P < 0.001). Similarly, OS was significantly higher in CAL patients in the low PLR group (χ2 = 6.601, P = 0.010). Moreover, the Kaplan–Meier curves for DFS showed significantly higher DFS in CRC patients in the low NLR group compared to the high NLR group, with a statistically significant difference (χ2 = 4.446, P = 0.035), and in the low PLR group, with a statistically significant difference (χ2 = 4.338, P = 0.037) (Figs. 12 and 13).
Construction and validation of OS and DFS nomograms for CAL patients
In OS and DFS survival analyses, a Cox model was applied using R software to predict 1, 3, and 5-year survival after CAL. A nomogram was constructed from these prognostic factors to predict the OS of CRC patients at 1, 3, and 5 years after surgery.The nomogram included four indicators: history of alcohol consumption, history of intestinal polyps, degree of tumour differentiation, tumour stage, NLR, and PLR.From the results, it can be seen that a history of alcohol consumption, a history of intestinal polyps, low/moderately-differentiated tumour, stage III/IV, NLR ≥ 2.89 × 10–2, PLR ≥ 157.62 × 10–2, and PLR ≥ 157.62 × 10–2 were found to be significant. 10–2, and PLR ≥ 157.62 × 10–2, the risk of poor prognosis was increased. The C-indices for OS and DFS were 0.782 (95% CI: 0.723–0.841) and 0.844 (95% CI: 0.769–0.920), respectively.The calibration curves for 5-year OS and DFS showed that the predicted survival was highly consistent with the observed results. In addition, DCA and clinical impact curve of the nomogram model for 5-year OS and DFS further confirmed the value of the nomogram for clinical application. These results demonstrate the high accuracy of nomogram in predicting CAL prognosis ( Fig. 14).
Nomogram to predict the probability of OS (A) and DFS (B) after radical resection of CAL. This nomogram model was used to predict the calibration curves of OS (C) and DFS (D) at 5 years after radical resection of CAL. nomogram model for prediction of OS (E) and DFS (F) decision curves 5 years after radical resection of CAL
Discussion
In the past few years, there has been a growing focus on inflammation as a susceptibility factor for tumor development [34, 35]. Both infectious and non-infectious (idiopathic) inflammation can contribute to tumorigenesis In numerous instances, detecting micrometastases of cancer is challenging, and using more sensitive inflammation markers may aid in achieving an accurate diagnosis [36]. The immune reaction is a pivotal factor in tumor progression and a significant determinant of the prognosis of cancer patients.Combinations of these systemic inflammatory markers, such as the systemic immune-inflammatory index (SII), NLR, and PLR, serve as markers of tumor inflammatory activity and play a vital role in promoting tumor progression [37]. In recent years, several indicators of the inflammatory response, including the C-reactive protein to albumin ratio (CAR), NLR, and PLR, have proven to be highly useful in predicting postoperative complications and prognosis in patients with CRC [38,39,40]. Previous studies have confirmed the impact of a high peripheral blood NLR on postoperative CRC complications, tumor prognosis, and patient survival [41, 42].
Hung H C et al. [43] demonstrated that NLR and PLR indices have a positive predictive power for prognosis in patients who combine cell reduction surgery with intraperitoneal thermochemotherapy (CRS-HIPEC) for peritoneal surface malignancies (PSM).Takeda Y et al. indicated that high preoperative NLR levels affected the median cancer-specific survival (CSS) and overall survival of patients with renal cell carcinoma (RCC) and inferior vena cava cancer thrombus (IVCTT) who underwent radical nephrectomy and thrombectomy Independent adverse prognostic factors (OS). Another study showed that [44] Preoperative NLR, PLR, LAR and advanced tumor stage may help to determine the survival rate of patients with gastric cancer, and is a good method to predict the prognosis of patients with gastric cancer. Shoichi et al. [45] found that a high preoperative NLR level was an independent poor prognostic factor influencing cancer-specific survival and overall survival of patients with renal cell carcinoma and inferior vena cava tumor thrombus who underwent radical nephrectomy and thrombectomy. NLR and PLR are better predictors of anastomotic leak compared with other proinflammatory and nutritional confounders.
[46]. Earlier research has primarily emphasized the prognostic significance of traditional clinical indicators for CRC, with fewer investigations dedicated to the outlook for patients with AL, which is the most serious complication of CRC. Moreover, there has been scarce examination of the combined prognostic value of these factors [47]. Our study involved the analysis of preoperative NLR and PLR indexes to predict the incidence of AL and the survival status of CRC patients by ROC curves. We also assessed the predictive significance of these markers in CAL patients. While prior studies predominantly focused on predicting short-term complications, literature significantly lacks reports on survival prediction at 1, 3, and 5 years postoperatively. In contrast, our prognostic study assessed the performance of two biomarkers (NLR and PLR) in predicting long-term outcomes in CAL patients, offering a departure from previous single biomarker or combination studies. Studies have indicated that elevated NLR and PLR are correlated with an unfavorable prognosis in patients with tumors [48], NLR and PLR can act as predictive markers for patients with colorectal cancer [49, 50]. A meta-analysis of 100 studies has confirmed the established prognostic significance of NLR in various solid tumors. Additionally, it revealed that elevated pre-treatment NLR is linked to unfavorable treatment response, pathological outcomes, and survival [51]. Xie et al. [52] found NAR to be a good predictor of postoperative prognosis in CRC patients. In addition, Chao-Yang Wang et al. [53] Studies have shown that high NLR in elderly patients undergoing colorectal cancer surgery is associated with the development of postoperative symptomatic AL. Hui Eun Ju et al. [54] indicated that patients undergoing neoadjuvant chemoradiotherapy for rectal cancer surgery, the incidence of late AL is higher than that of early AL, and the incidence of stoma reconstruction is also higher than that of early AL.
In this study, most of the included research subjects were male patients and patients with low rectal conditions. According to the univariate analysis, the majority of CAL patients were male, and they had a poorer prognosis. Aliyev V et al. [55] Studies have shown that patients under the age of 65 and male patients have a positive impact on the postoperative functional outcomes of rectal cancer. All CAL patients were male patients who underwent intersphincteric resection for low rectal cancer, with 1-year and 5-year survival rates without colostomy being 96% and 89%, respectively.Furthermore, our study only included two surgical methods: open surgery and laparoscopy; cases involving robotic surgery were not provided.Another study indicates that compared to the laparoscopic patient group, robotic surgery performed by experienced surgeons has a better overall survival rate for male patients with mid-to-low rectal cancer [56]. Gender (male/female) and surgical method (laparoscopic/robotic) are of significant importance in the prognosis of survival and functional outcomes in patients with rectal cancer [57, 58]. Robotic surgery can improve specimen quality, tumor outcomes, and functional prognosis in male rectal cancer patients, due to the high flexibility advantages of robotic surgery in narrow pelvis and mesocolon in male patients [59, 60].
This study aimed to assess the risk factors and survival status of patients with CAL. Among the 890 patients, 102 (11.46%) developed anastomotic leakage. Logistic regression analysis identified several independent risk factors for CAL, including a history of abdominal surgery, a history of intestinal polyps, open surgery, absence of drainage tube placement during surgery, preoperative NLR ≥ 2.29, preoperative PLR ≥ 133.24, and hospital stay ≥ 25.5. The ROC curve analysis based on these factors demonstrated that preoperative NLR (AUC = 0.924, 95%CI: 0.870–0.978, P = 0.000) and preoperative PLR (AUC = 0.875, 95%CI: 0.803–0.947, P = 0.000) were more effective predictors of postoperative anastomotic leakage, with the optimal NLR cutoff value at 2.89 (sensitivity 83%, specificity 93%) and the optimal PLR cutoff value at 157.62 (sensitivity 87%, specificity 79%). Patients were categorized into high NLR (NLR ≥ 2.89), low NLR (NLR < 2.89), high PLR (PLR ≥ 157.62), and low PLR (PLR < 157.62) groups. Based on survival status, patients were divided into OS and DFS groups to evaluate the prognostic value of NLR and PLR. Cox regression analysis revealed that a history of alcohol consumption, a history of intestinal polyps, tumor differentiation, tumor TNM staging, preoperative NLR, and preoperative PLR were independent risk factors for OS and DFS in CAL patients (all P < 0.05). Furthermore, a nomogram was constructed using the Cox proportional hazards model to visualize the impact of various factors on the prognosis of CAL patients and to predict 1-, 3-, and 5-year survival rates post-surgery. The nomogram indicated that a history of alcohol consumption, a history of intestinal polyps, low/medium tumor differentiation, stage III/IV, NLR ≥ 2.89, and PLR ≥ 157.62 increased the adverse risk for OS and DFS in CAL patients. The 5-year OS DCA and clinical impact curve of the nomogram further validated its clinical utility, demonstrating high accuracy in predicting CRC prognosis.
Additionally, the study assessed the predictive value of preoperative NLR and PLR on the survival of postoperative CRC patients. ROC curve analysis revealed that preoperative NLR (AUC = 0.582, 95%CI: 0.541–0.623, P = 0.000) and preoperative PLR (AUC = 0.553, 95%CI: 0.511–0.594, P = 0.012) could predict CRC survival prognosis, with the optimal NLR cutoff value at 2.61 (sensitivity 50%, specificity 66%) and the optimal PLR cutoff value at 204.04 (sensitivity 28%, specificity 83%). Furthermore, CRC patients were categorized into two groups: OS with 267 cases (30%) and DFS with 178 cases (20%). They were also divided into high NLR (NLR ≥ 2.61), low NLR (NLR < 2.61), high PLR (PLR ≥ 204.04), and low PLR (PLR < 204.04) groups to evaluate the impact of these indicators on survival prognosis. Kaplan–Meier curves illustrated that OS and DFS were significantly higher in the low NLR and PLR groups compared to the high NLR and PLR groups, with statistical significance. Additionally, Cox regression analysis identified several independent risk factors for OS and DFS in CRC patients, including age ≥ 60, a history of diabetes, a history of intestinal polyps, open surgery, drainage tube placement during surgery, TNM stage, preoperative NLR, preoperative PLR, BMI, and length of hospital stay. A nomogram based on the Cox proportional hazards model was developed to visualize the impact of various factors on OS and DFS in CRC patients and to predict 1-, 3-, and 5-year survival rates post-surgery. The study demonstrated that preoperative NLR ≥ 2.61 and PLR ≥ 204.04 increased the risk of poor prognosis. Furthermore, the 5-year OS DCA and clinical impact curve of the nomogram confirmed its clinical utility, demonstrating high accuracy in predicting CRC prognosis.
This study has several limitations. Firstly, due to its retrospective nature, not all covariates that might have influenced the analyses were assessed, potentially resulting in unavoidable selection bias. Secondly, being a single-centre study with a limited number of patients, missing information, and limited generalizability, the findings may lack broader applicability. Thirdly, the predictive role of preoperative NLR and PLR should be confirmed in larger clinical studies. Additionally, for a more effective prediction of AL patients' prognosis, preventive approaches should be investigated through interventional prospective studies, stratifying risks based on preoperative NLR and PLR values. Fourthly, further analysis of OS and DFS of CRC patients in the present study is warranted to understand differences in survival prognosis between CRC and CAL patients. Moreover, Further research is needed to confirm the correlation between preoperative NLR、PLR and other postoperative symptomatic AL. Lastly, the exclusion of key inflammatory markers such as CRP, IL-6, and calcitoninogen in our study requires further investigations to explore additional haematological markers or alternatives.
Conclusion
In summary, our study demonstrated that preoperative NLR and PLR can serve as prognostic indicators for long-term outcomes in CAL. NLR ≥ 2.89 and PLR ≥ 157.62 were significantly linked to a favorable long-term prognosis in patients with CAL.Furthermore, NLR and PLR also proved to be valuable in predicting A and survival prognosis after CRC. Preoperative NLR and PLR are cost-effective, convenient to obtain, and have high predictive value, which can accurately evaluate the risk and prognosis of AL after CRC operation, so as to guide clinicians to prevent high-risk patients, prolong survival time, and improve survival rate.
Data availability
The datasets generated and/or analyzed during the current study are not publicly available due to the closed management of patient information in military hospitals and at the same time, the data are not publically available as they are pseudonymised medical records. But are available from the corresponding author on reasonable request.
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All authors listed on the submission made significant contributions to the scientific work and, therefore, share responsibility for the results. Nuo Xu was responsible for data analysis, and paper writing; Jian-Xin Zhang was responsible for polishing the research content of the article and guiding the typesetting. Zhuo Huang,Lian-chun Mao and Jia-Jie Zhang were responsible for data collection.Zhi-Yong Zhang and Weidong Jin were responsible for the conception and design.
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Xu, N., Zhang, JX., Zhang, JJ. et al. The prognostic value of the neutrophil-to-lymphocyte ratio (NLR) and platelet-to-lymphocyte ratio (PLR) in colorectal cancer and colorectal anastomotic leakage patients: a retrospective study. BMC Surg 25, 57 (2025). https://doiorg.publicaciones.saludcastillayleon.es/10.1186/s12893-024-02708-5
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DOI: https://doiorg.publicaciones.saludcastillayleon.es/10.1186/s12893-024-02708-5